论文标题
治理，风险和合规性中的人工智能：有关在治理，风险和合规性（GRC）中应用人工智能（AI）的潜力的研究结果（GRC）
Artificial Intelligence in Governance, Risk and Compliance: Results of a study on potentials for the application of artificial intelligence (AI) in governance, risk and compliance (GRC)
论文作者
论文摘要
数字转型导致组织结构的根本变化。为了能够应用新技术，必须修改公司中的流程，并且必须全面地查看功能单元，尤其是在接口方面。除其他方面，根据风险管理和遵守情况，与内部控制系统一起作为治理功能做出了面向目标的管理决策。这些功能的有效性和效率是决定性的，遵循指南和监管要求，以及评估公司活动的替代选择。 GRC（治理，风险和合规性）是指综合治理 - 诉求，其中提到的治理职能是相互联系而不是彼此分开的。人工智能方法代表了数字化转型的重要技术。这项技术提供了广泛的方法，例如机器学习，人工神经网络，自然语言处理或深度学习，在许多业务领域提供了许多可能的应用，从购买到生产或客户服务。人工智能也在GRC中使用，例如用于处理和分析非结构化数据集。这项研究包含2021年进行的调查的结果，以识别和分析人工智能在GRC中的潜在应用。
The digital transformation leads to fundamental change in organizational structures. To be able to apply new technologies not only selectively, processes in companies must be revised and functional units must be viewed holistically, especially with regard to interfaces. Target-oriented management decisions are made, among other things, on the basis of risk management and compliance in combination with the internal control system as governance functions. The effectiveness and efficiency of these functions is decisive to follow guidelines and regulatory requirements as well as for the evaluation of alternative options for acting with regard to activities of companies. GRC (Governance, Risk and Compliance) means an integrated governance-approach, in which the mentioned governance functions are interlinked and not separated from each other. Methods of artificial intelligence represents an important technology of digital transformation. This technology, which offers a broad range of methods such as machine learning, artificial neural networks, natural language processing or deep learning, offers a lot of possible applications in many business areas from purchasing to production or customer service. Artificial intelligence is also being used in GRC, for example for processing and analysis of unstructured data sets. This study contains the results of a survey conducted in 2021 to identify and analyze the potential applications of artificial intelligence in GRC.
