论文标题

在未知网络结构的随机实验中估计总治疗效果

Estimating Total Treatment Effect in Randomized Experiments with Unknown Network Structure

论文作者

Yu, Christina Lee, Airoldi, Edoardo M, Borgs, Christian, Chayes, Jennifer T

论文摘要

从医学和医疗保健到物理和生物科学,从社会科学到工程,再到公共政策,再到整个技术行业,随机实验被广泛用于估计拟议治疗的因果关系的因果影响。在这里,我们考虑的情况是,由于网络效应的混淆,即估计对目标人群的总治疗效应的经典方法显着偏见,即,对个人的治疗可能会影响其邻居的结果,这是一个被称为网络干扰或非个人化的治疗响应的问题。在这些情况下,一个关键的挑战是,网络通常是未知的,困难或昂贵的衡量。在本文中,我们表征了估计总治疗效果的局限性,而没有对驱动干扰的网络的了解,假设具有异质性添加剂网络效应的潜在结果模型。该模型包括一系列广泛的网络干扰源,包括溢出,同伴效应和传染。在此框架内,我们表明,令人惊讶的是,在实验之前访问了平均历史基线测量值,我们可以开发一个简单的估计器和有效的随机设计,该设计以低方差输出无偏见的估计值。我们的解决方案不需要了解基础网络结构,并且具有广泛模型的统计保证。我们认为,由于其易于解释和实施,我们的结果有望影响当前的随机实验策略,以及其在异质网络效应下可证明的理论见解。

Randomized experiments are widely used to estimate the causal effects of a proposed treatment in many areas of science, from medicine and healthcare to the physical and biological sciences, from the social sciences to engineering, to public policy and to the technology industry at large. Here, we consider situations where classical methods for estimating the total treatment effect on a target population are considerably biased due to confounding network effects, i.e., the fact that the treatment of an individual may impact their neighbors' outcomes, an issue referred to as network interference or as non-individualized treatment response. A key challenge in these situations, is that the network is often unknown, and difficult, or costly, to measure. In this paper, we characterize the limitations in estimating the total treatment effect without knowledge of the network that drives interference, assuming a potential outcomes model with heterogeneous additive network effects. This model encompasses a broad class of network interference sources, including spillover, peer effects, and contagion. Within this framework, we show that, surprisingly, given access to average historical baseline measurements prior to the experiment, we can develop a simple estimator and efficient randomized design that outputs an unbiased estimate with low variance. Our solution does not require knowledge of the underlying network structure, and it comes with statistical guarantees for a broad class of models. We believe our results are poised to impact current randomized experimentation strategies due to its ease of interpretation and implementation, alongside its provable theoretical insights under heterogeneous network effects.

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