论文标题
在临床试验中,从历史数据中动态借用信息的弹性先验
Elastic Priors to Dynamically Borrow Information from Historical Data in Clinical Trials
论文作者
论文摘要
历史数据和现实证据的使用具有提高临床试验效率的巨大潜力。一个主要的挑战是如何从历史数据中有效地借用信息,同时保持合理的I型错误。我们提出了弹性的先验方法,以应对这一挑战并实现动态信息借贷。与现有方法不同,该方法通过通过弹性功能(定义为历史数据和试验数据之间的一致性度量的单调功能)结合了临床上有意义的差异的众所周知的临床有意义差异的概念来主动控制动态信息借用和I型错误的行为。构建弹性功能是为了满足研究人员或监管机构预先指定的一系列信息借贷约束,以便在历史和试验数据是一致的情况下,先前的信息将借用信息,但在历史和试验数据不一致时,请避免信息借贷。在此过程中,弹性先验可以提高功率并降低数据疏g和偏见的风险。弹性先验是信息借用一致的信息,即当历史数据和试验数据不一致时,渐近地控制I型和II型错误,这是弹性先验方法的独特特征。我们评估有限样品特征的模拟研究证实,与现有方法相比,弹性先验具有更好的I型误差控制,并产生竞争性或更高功率。
Use of historical data and real-world evidence holds great potential to improve the efficiency of clinical trials. One major challenge is how to effectively borrow information from historical data while maintaining a reasonable type I error. We propose the elastic prior approach to address this challenge and achieve dynamic information borrowing. Unlike existing approaches, this method proactively controls the behavior of dynamic information borrowing and type I errors by incorporating a well-known concept of clinically meaningful difference through an elastic function, defined as a monotonic function of a congruence measure between historical data and trial data. The elastic function is constructed to satisfy a set of information-borrowing constraints prespecified by researchers or regulatory agencies, such that the prior will borrow information when historical and trial data are congruent, but refrain from information borrowing when historical and trial data are incongruent. In doing so, the elastic prior improves power and reduces the risk of data dredging and bias. The elastic prior is information borrowing consistent, i.e. asymptotically controls type I and II errors at the nominal values when historical data and trial data are not congruent, a unique characteristics of the elastic prior approach. Our simulation study that evaluates the finite sample characteristic confirms that, compared to existing methods, the elastic prior has better type I error control and yields competitive or higher power.